Information Collection

Certain Broker-Dealers Deemed Not To Be Investment Advisers -- Rule 202(a)(11)-1 under the Investment Advisers Act of 1940

IC 35336 under ICR 199911-3235-012 · OMB 3235-0532.

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Information Collection (IC) Details

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IC Title:	Certain Broker-Dealers Deemed Not To Be Investment Advisers -- Rule 202(a)(11)-1 under the Investment Advisers Act of 1940	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 8,500	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	8,500	8,500
Annual IC Time Burden (Hours)	706	706
Annual IC Cost Burden (Dollars)	0	0

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