Information Collection

Applications for Permission to Reinstate Unlisted Trading Privileges -- Rule 12f-1 (17 CFR 240.12f-1)

IC 34410 under ICR 200001-3235-011 · OMB 3235-0128.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0128 can be found here:

Documents and Forms

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Information Collection (IC) Details

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IC Title:	Applications for Permission to Reinstate Unlisted Trading Privileges -- Rule 12f-1 (17 CFR 240.12f-1)	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 8	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Not-for-profit institutions

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	8	-662	0	670
Annual IC Time Burden (Hours)	8	-662	0	670
Annual IC Cost Burden (Dollars)	0	0	-67,000	67,000

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.