Exchange Act Rule 12f-1 – Application to Reinstate Unlisted Trading Privileges (17 CFR 240.12f-1)

OMB 3235-0128

OMB 3235-0128

Rule 12f-1 (the "Rule"), originally adopted in 1934 pursuant to Sections 12(f) and 23(a) of the Act and as modified in 1995 and 2005, sets forth the information which an exchange must include in an application to reinstate its ability to extend unlisted trading privileges to any security for which such unlisted trading privileges have been suspended by the Commission, pursuant to Section 12(f)(2)(A) of the Act.

The latest form for Exchange Act Rule 12f-1 – Application to Reinstate Unlisted Trading Privileges (17 CFR 240.12f-1) expires 2021-06-30 and can be found here.

Latest Forms, Documents, and Supporting Material
Document
Name
Supplementary Document
Supplementary Document
Supporting Statement A
All Historical Document Collections
Approved without change
 Extension without change of a currently approved collection 2021-04-02
Approved without change
 Extension without change of a currently approved collection 2018-05-08
Approved without change
 Extension without change of a currently approved collection 2015-03-13
Approved without change
 Extension without change of a currently approved collection 2012-01-13
Approved without change
 Extension without change of a currently approved collection 2008-12-15
Approved without change
 Extension without change of a currently approved collection 2006-02-15
Approved without change
 Extension without change of a currently approved collection 2003-01-29
Approved without change
 Extension without change of a currently approved collection 2000-01-12
Approved without change
 Extension without change of a currently approved collection 1996-12-23
Approved without change
 Extension without change of a currently approved collection 1993-10-14
Approved without change
 Reinstatement with change of a previously approved collection 1991-01-23
Approved without change
 Extension without change of a currently approved collection 1987-10-27
Approved without change
 Extension without change of a currently approved collection 1984-09-07
Approved without change
 New collection (Request for a new OMB Control Number) 1981-09-29
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