Exchange Act Rule 12f-1 – Application to Reinstate Unlisted Trading Privileges (17 CFR 240.12f-1)

ICR 200808-3235-014

OMB: 3235-0128

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2008-12-04
ICR Details
3235-0128 200808-3235-014
Historical Active 200602-3235-007
SEC 270-139
Exchange Act Rule 12f-1 – Application to Reinstate Unlisted Trading Privileges (17 CFR 240.12f-1)
Extension without change of a currently approved collection   No
Regular
Approved without change 02/13/2009
Retrieve Notice of Action (NOA) 12/15/2008
  Inventory as of this Action Requested Previously Approved
02/29/2012 36 Months From Approved 04/30/2009
11 0 8
11 0 8
0 0 0

Rule 12f-1 sets forth the information which a national securities exchange must include in an application to reinstate unlisted trading privileges for a security.

US Code: 15 USC 78l Name of Law: Registration requirements for securities
   US Code: 15 USC 78w(a) Name of Law: Rules, regulations, and orders; annual reports
  
None

Not associated with rulemaking

  73 FR 59687 10/09/2008
73 FR 76068 12/13/2008
No

1
IC Title Form No. Form Name
Exchange Act Rule 12f-1 – Application to Reinstate Unlisted Trading Privileges (17 CFR 240.12f-1)

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 11 8 0 0 3 0
Annual Time Burden (Hours) 11 8 0 0 3 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
The form of compliance has not become more burdensome since the last submission period. The change in burden reflects an increase in the overall number of national securities exchanges from 8 to 11.

$244
No
No
Uncollected
Uncollected
Uncollected
Uncollected
Steve Varholik 2025515615

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
12/15/2008


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