Exchange Act Rule 12f-1 – Application to Reinstate Unlisted Trading Privileges (17 CFR 240.12f-1)

ICR 201110-3235-017

OMB: 3235-0128

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2012-01-13
ICR Details
3235-0128 201110-3235-017
Historical Active 200808-3235-014
SEC TM-270-139
Exchange Act Rule 12f-1 – Application to Reinstate Unlisted Trading Privileges (17 CFR 240.12f-1)
Extension without change of a currently approved collection   No
Regular
Approved without change 03/23/2012
Retrieve Notice of Action (NOA) 01/13/2012
  Inventory as of this Action Requested Previously Approved
03/31/2015 36 Months From Approved 03/31/2012
15 0 11
15 0 11
0 0 0

Rule 12f-1 (the "Rule"), originally adopted in 1934 pursuant to Sections 12(f) and 23(a) of the Act and as modified in 1995 and 2005, sets forth the information which an exchange must include in an application to reinstate its ability to extend unlisted trading privileges to any security for which such unlisted trading privileges have been suspended by the Commission, pursuant to Section 12(f)(2)(A) of the Act.

US Code: 15 USC 78l Name of Law: Registration requirements for securities
   US Code: 15 USC 78w(a) Name of Law: Rules, regulations, and orders; annual reports
  
None

Not associated with rulemaking

  76 FR 68796 11/07/2011
77 FR 2101 01/13/2012
No

1
IC Title Form No. Form Name
Exchange Act Rule 12f-1 – Application to Reinstate Unlisted Trading Privileges (17 CFR 240.12f-1)

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 15 11 0 0 4 0
Annual Time Burden (Hours) 15 11 0 0 4 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
The change reflect an increase in the overall number of national securities exchanges from 11 to 15.

$244
No
No
No
No
No
Uncollected
Steve Kuan 2025515624

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/13/2012


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