Information Collection

Rule 15g-5. Disclosure of compensation of associated persons in connection with penny stock transaction

IC 34989 under ICR 200003-3235-003 · OMB 3235-0394.

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Information Collection (IC) Details

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IC Title:	Rule 15g-5. Disclosure of compensation of associated persons in connection with penny stock transaction	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 270	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	1,620,000	0	1,620,000
Annual IC Time Burden (Hours)	27,000	0	27,000
Annual IC Cost Burden (Dollars)	0	-810,000	810,000

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.