Rule 15g-5; Disclosure of Compensation of Associated Persons in Connection with Penny Stock Transactions

ICR 202406-3235-001

OMB: 3235-0394

Federal Form Document

Forms and Documents

Document Name	Status
89 FR 67114 (OMB 3235-0394).pdf Supplementary Document	2024-08-19
89 FR 49249 (OMB 3235-0394).pdf Supplementary Document	2024-08-19
Supporting Statement_Rule 15g-5 2024 DGL REVISED.pdf Supporting Statement A	2024-06-05
Submission 3235-0394 2021-22900.pdf Supplementary Document	2021-10-25
3235-0394 60 Day Notice.pdf Supplementary Document	2021-10-25
EDGAR PIA 2016.pdf Supplementary Document	2018-10-19

IC Document Collections

IC ID	Document Title	Status
34991	Rule 15g-5; Disclosure of Compensation of Associated Persons in Connection with Penny Stock Transactions	Modified