Information Collection Request
Rule 15g-5; Disclosure of Compensation of Associated Persons in Connection with Penny Stock Transactions
ICR 202406-3235-001 · OMB 3235-0394 · Received in OIRA
Forms and Documents
| Document | Type | Status | Availability |
|---|---|---|---|
 89 FR 67114 (OMB 3235-0394).pdf |
Supplementary Document | Uploaded 2024-08-19 | Repair queued |
| 89 FR 49249 (OMB 3235-0394).pdf |
Supplementary Document | Uploaded 2024-08-19 | Repair queued |
| Supporting Statement_Rule 15g-5 2024 DGL REVISED.pdf |
Supporting Statement A | Uploaded 2024-06-05 | Repair queued |
| Submission 3235-0394 2021-22900.pdf |
Supplementary Document | Uploaded 2021-10-25 | Repair queued |
| 3235-0394 60 Day Notice.pdf |
Supplementary Document | Uploaded 2021-10-25 | Repair queued |
| EDGAR PIA 2016.pdf |
Supplementary Document | Uploaded 2018-10-19 | Missing upstream |
IC Document Collections
| IC ID | Collection | Type | Status | Form |
|---|---|---|---|---|
| 34991 |  Rule 15g-5; Disclosure of Compensation of Associated Persons in Connection with Penny Stock Transactions |
Modified |
ICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | SEC |
| OMB Control No | 3235-0394 |
| Type of Information Collection | Extension without change of a currently approved collection |
| Previous ICR Reference No | 202107-3235-011 |
| Agency Tracking No | TM-270-348 |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |