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Rule 15g-5; Disclosure of Compensation of Associated Persons in Connection with Penny Stock Transactions

IC 34991 under ICR 202406-3235-001 · OMB 3235-0394.

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Rule 15g-5; Disclosure of Compensation of Associated Persons in Connection with Penny Stock Transactions 270-348
 
No Modified
 
Mandatory
 
17 CFR 240.15g-5

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

170 0
   
Private Sector Businesses or other for-profits
 
   0 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 888,250 0 0 -41,800 0 930,050
Annual IC Time Burden (Hours) 14,790 0 0 -696 0 15,486
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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