Information Collection

Rule 203-2 and Form ADV-W [17 CFR 275.203-2 and 279.2] under the Investment Advisers Act of 1940

IC 34819 under ICR 200004-3235-003 · OMB 3235-0313.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0313 can be found here:

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Information Collection (IC) Details

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IC Title:	Rule 203-2 and Form ADV-W [17 CFR 275.203-2 and 279.2] under the Investment Advisers Act of 1940	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC-0777				Yes	Yes

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1,300	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to Agency Discretion	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	1,300	-13,076	13,760	616
Annual IC Time Burden (Hours)	650	-650	684	616
Annual IC Cost Burden (Dollars)	0	0	0	0

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.