Rule 203-2 and Form ADV-W under the Investment Advisers Act of 1940

OMB 3235-0313

OMB 3235-0313

Rule 203-2 under the Investment Advisers Act of 1940 establishes procedures for an investment adviser to withdraw its registration, or a pending registration application, with the Securities and Exchange Commission, and requires every person withdrawing from investment adviser registration with the Commission to file Form ADV-W electronically on the Investment Adviser Registration Depository. The purpose of the information collection is to notify the Commission and the public when each investment adviser withdraws its SEC registration.

The latest form for Rule 203-2 and Form ADV-W under the Investment Advisers Act of 1940 expires 2023-09-30 and can be found here.

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