OMB control number
Rule 203-2 and Form ADV-W under the Investment Advisers Act of 1940
OMB 3235-0313 · SEC.
OMB 3235-0313
Rule 203-2 (17 CFR § 275.203-2) under the Investment Advisers Act of 1940 establishes procedures for an investment adviser to withdraw its registration, or a pending registration application, with the Securities and Exchange Commission (the “Commission”) and requires every person withdrawing from investment adviser registration with the Commission to file Form ADV-W electronically on the Investment Adviser Registration Depository. A copy of Form ADV-W must be preserved in the investment adviser’s records. The potential respondents to this information collection are investment advisers registered with the Commission that withdraw their registrations or pending registrations with the Commission. The collection of information constitutes a reporting requirement and is necessary to ensure that the Commission and the public are notified when each of these investment advisers withdraws its registration.
The latest form for Rule 203-2 and Form ADV-W under the Investment Advisers Act of 1940 expires 2029-08-31 and is listed under ICR 202603-3235-021.
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 Form SEC-777 Form ADV-W | Form |
| 3235-0313_30-Day Submission Notice.pdf.pdf | Supplementary Document |
| 3235-0313_60-Day Collection Notice.pdf | Supplementary Document |
| Supporting Statement_Form ADV-W.pdf | Supporting Statement A |
 Rule 203-2 and Form ADV-W under the Investment Advisers Act of 1940 |
Form |