Rule 203-2 and Form ADV-W under the Investment Advisers Act of 1940

ICR 200407-3235-018

OMB: 3235-0313

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
ICR Details
3235-0313 200407-3235-018
Historical Inactive 200304-3235-007
SEC
Rule 203-2 and Form ADV-W under the Investment Advisers Act of 1940
Revision of a currently approved collection   No
Regular
Comment filed on proposed rule and continue 10/18/2004
Retrieve Notice of Action (NOA) 07/22/2004
This ICR is associated with proposed release IA-2266. The agency must resubmit this ICR at the time of final rulemaking. The resubmission must include responses to relevant comments received in response to the notice of proposed rulemaking.
  Inventory as of this Action Requested Previously Approved
05/31/2006 10/31/2007 05/31/2006
1,000 0 1,000
500 0 0
0 0 0

Rule 203-3 governs withdrawal from registration under the Investment Advisers Act and Form ADV-W is the form for withdrawing from registration under the Investment Advisers Act.

None
None


No

1
IC Title Form No. Form Name
Rule 203-2 and Form ADV-W under the Investment Advisers Act of 1940 SEC-0777

No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
07/22/2004


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