Information Collection

Rule 10b-10 Confirmation of Securities Transactions (17 C.F.R. 240.10b-10)

IC 35119 under ICR 200010-3235-008 · OMB 3235-0444.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0444 can be found here:

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Information Collection (IC) Details

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IC Title:	Rule 10b-10 Confirmation of Securities Transactions (17 C.F.R. 240.10b-10)	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 5,300	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 75 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	3,360,000,000	2,710,000,000	650,000,000
Annual IC Time Burden (Hours)	56,000,000	45,200,000	10,800,000
Annual IC Cost Burden (Dollars)	2,990,000,000	2,990,000,000	0

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.