Information Collection Request
Rule 10b-10 Confirmation of Securities Transactions (17 C.F.R. 240.10b-10)
ICR 202211-3235-009 · OMB 3235-0444 · Received in OIRA
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0444 can be found here:
Forms and Documents
| Document | Type | Status | Availability |
|---|---|---|---|
 3235-0444.pdf |
Supplementary Document | Uploaded 2023-01-24 | Repair queued |
| 3235-0444.pdf |
Supplementary Document | Uploaded 2023-01-24 | Repair queued |
| DGL REVISED 2022 justification for Rule 10b-10.pdf |
Supporting Statement A | Uploaded 2022-11-10 | Missing upstream |
IC Document Collections
| IC ID | Collection | Type | Status | Form |
|---|---|---|---|---|
| 35121 |  Generation of Securities Transaction Confirmation Notices (17 C.F.R. 240.10b-10) |
Modified | ||
| 220137 | Electronic Confirmation Processing |
Modified | ||
| 205173 | Paper Confirmation Processing |
Modified |
ICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | SEC |
| OMB Control No | 3235-0444 |
| Type of Information Collection | Extension without change of a currently approved collection |
| Previous ICR Reference No | 201906-3235-016 |
| Agency Tracking No | TM-270-389 |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |