Notice By Financial Institutions of Government Securities Broker Institutions of Termination of Activities as a Government

ICR 200101-7100-007

OMB: 7100-0224

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
7100-0224 200101-7100-007
Historical Active 199805-7100-004
FRS
Notice By Financial Institutions of Government Securities Broker Institutions of Termination of Activities as a Government
No material or nonsubstantive change to a currently approved collection   No
Delegated
Approved without change 01/23/2001
Retrieve Notice of Action (NOA) 01/23/2001
  Inventory as of this Action Requested Previously Approved
05/31/2001 05/31/2001 05/31/2001
27 0 37
25 0 25
0 0 0

The Government Securities Act of 1986 requires all financial institutions that act as Government securities brokers and dealers to notify their appropriate regulatory authority of their broker-dealer activities, unless exempted from the notice requirement by Treasury Department regulation. These forms were developed to meet the requirements of the act.

None
None


No

1
IC Title Form No. Form Name
Notice By Financial Institutions of Government Securities Broker Institutions of Termination of Activities as a Government FR-G-FIN, FR-G-FINW

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 27 37 0 -10 0 0
Annual Time Burden (Hours) 25 25 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/23/2001


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