Information Collection

Notice Registration as a Futures Commission Merchant or Introducing Broker for Certain Securities Brokers or Dealers

IC 29058 under ICR 200105-3038-002 · OMB 3038-0023.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0023 can be found here:

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Information Collection (IC) Details

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IC Title:	Notice Registration as a Futures Commission Merchant or Introducing Broker for Certain Securities Brokers or Dealers	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Voluntary

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	FORM-7-R				No	No

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 56,684	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	59,934	5,000	54,934
Annual IC Time Burden (Hours)	8,339	1,000	7,339
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.