Information Collection Request
Registration under the Commodity Exchange Act
ICR 202210-3038-001 · OMB 3038-0023 · Received in OIRA
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3038-0023 can be found here:
Forms and Documents
| Document | Type | Status | Availability |
|---|---|---|---|
 Form Form 7-R Commodity Pool Operators and Commodity Trading Advisors: Amendments to Compliance Obligations |
Form and Instruction | Modified | Repair queued |
 30-Day FRN 3038-0023 (88 FR 3721).pdf |
Supplementary Document | Uploaded 2023-01-20 | Repair queued |
| 60-Day FRN 3038-0023 (87 FR 64018).pdf |
Supplementary Document | Uploaded 2023-01-20 | Repair queued |
 2023 PRA Supporting Statement 3038-0023.docx |
Supporting Statement A | Uploaded 2023-01-03 | Missing upstream |
IC Document Collections
| IC ID | Collection | Type | Status | Form |
|---|---|---|---|---|
| 220868 |  Alternative to Fingerprinting Requirement For Foreign Natural Persons |
Modified | ||
| 201477 | Commodity Pool Operators and Commodity Trading Advisors: Amendments to Compliance Obligations |
Form and Instruction | Modified |
ICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | CFTC |
| OMB Control No | 3038-0023 |
| Type of Information Collection | Extension without change of a currently approved collection |
| Previous ICR Reference No | 202009-3038-004 |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |