Information Collection Request

Registration under the Commodity Exchange Act

ICR 202210-3038-001 · OMB 3038-0023 · Received in OIRA

⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3038-0023 can be found here:

Forms and Documents

Forms and supporting documents for this ICR
Document	Type	Status	Availability
Form Form 7-R Commodity Pool Operators and Commodity Trading Advisors: Amendments to Compliance Obligations	Form and Instruction	Modified	Missing upstream
30-Day FRN 3038-0023 (88 FR 3721).pdf	Supplementary Document	Uploaded 2023-01-20	Repair queued
60-Day FRN 3038-0023 (87 FR 64018).pdf	Supplementary Document	Uploaded 2023-01-20	Repair queued
2023 PRA Supporting Statement 3038-0023.docx	Supporting Statement A	Uploaded 2023-01-03	Repair queued

Information collection document groups
IC ID	Collection	Type	Status	Form
220868	Alternative to Fingerprinting Requirement For Foreign Natural Persons		Modified
201477	Commodity Pool Operators and Commodity Trading Advisors: Amendments to Compliance Obligations	Form and Instruction	Modified

Record metadata
Status	Received in OIRA
Agency/Subagency	CFTC
OMB Control No	3038-0023
Type of Information Collection	Extension without change of a currently approved collection
Previous ICR Reference No	202009-3038-004
Date Submitted to OIRA	1969-12-31
Requested Expiration Date	1969-12-31