Commodity Pool Operators and Commodity Trading Advisors: Amendments to Compliance Obligations

Registration under the Commodity Exchange Act

OMB: 3038-0023

IC ID: 201477

Information Collection (IC) Details

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Commodity Pool Operators and Commodity Trading Advisors: Amendments to Compliance Obligations
 
No Modified
 
Mandatory
 
17 CFR 145 17 CFR 147 17 CFR 3 17 CFR 4

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Form and Instruction Form 7-R Firm Application 7-rForm (Firm Applica).pdf Yes Yes Fillable Fileable Signable
Form and Instruction Form 8-R Individual Application Form 8-R.docx Yes Yes Fillable Fileable Signable

Economic Development Financial Sector Oversight

National Futures Assoc. Applications Suite-CFTC-12  84 FR 17811

77,857 0
   
Private Sector Businesses or other for-profits
 
   100 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 12,060 0 0 -77,703 0 89,763
Annual IC Time Burden (Hours) 7,357 0 0 -499 0 7,856
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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