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Rule 6a-4 and Form 1-N under the Securities Exchange Act of 1934
Rule 6a-4 and Form 1-N under the Securities Exchange Act of 1934
OMB: 3235-0554
IC ID: 35381
OMB.report
SEC
OMB 3235-0554
ICR 200105-3235-005
IC 35381
( )
⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0554 can be found here:
2023-06-26 - Revision of a currently approved collection
2023-01-04 - Extension without change of a currently approved collection
Documents and Forms
Document Name
Document Type
no available documents/forms check other ICs listed under this ICR
Information Collection (IC) Details
View Information Collection (IC)
IC Title:
Rule 6a-4 and Form 1-N under the Securities Exchange Act of 1934
Agency IC Tracking Number:
Is this a Common Form?
No
IC Status:
Migrated
Obligation to Respond:
Mandatory
CFR Citation:
Information Collection Instruments:
Document Type
Form No.
Form Name
Instrument File
URL
Available Electronically?
Can Be Submitted Electronically?
Electronic Capability
Form
FORM-1-N
Yes
Yes
Federal Enterprise Architecture Business Reference Module
Line of Business:
Subfunction:
Privacy Act System of Records
Title:
FR Citation:
Number of Respondents:
7
Number of Respondents for Small Entity:
0
Affected Public:
Private Sector
Private Sector:
Not-for-profit institutions
Percentage of Respondents Reporting Electronically:
25 %
Approved
Program Change Due to New Statute
Program Change Due to Agency Discretion
Change Due to Adjustment in Agency Estimate
Change Due to Potential Violation of the PRA
Previously Approved
Annual Number of Responses for this IC
189
0
189
0
0
0
Annual IC Time Burden (Hours)
410
0
410
0
0
0
Annual IC Cost Burden (Dollars)
0
0
0
0
0
0
Documents for IC
Title
Document
Date Uploaded
Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.