Rule 23c-3 (17 CFR 270.23-3) under the Investment Company Act of 1940, Repurchase Offers by Closed-End Companies Form N-23c-3 (17 CFR 274.221) under the Investment Company Act of 1940,

ICR 200106-3235-004

OMB: 3235-0422

Federal Form Document

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Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0422 200106-3235-004
Historical Active 199805-3235-001
SEC
Rule 23c-3 (17 CFR 270.23-3) under the Investment Company Act of 1940, Repurchase Offers by Closed-End Companies Form N-23c-3 (17 CFR 274.221) under the Investment Company Act of 1940,
Extension without change of a currently approved collection   No
Regular
Approved without change 09/27/2001
Retrieve Notice of Action (NOA) 06/01/2001
  Inventory as of this Action Requested Previously Approved
09/30/2004 09/30/2004 09/30/2001
253 0 110
2,898 0 1,260
689,000 0 0

Rule 23c-3 permits a closed-end investment company to make periodic repurchase offers at net asset value. It requires the investment company to provide notifications of offers to shareholders, file copies of the shareholder notifications with the Commission, file Form N-23c-3 with the Commission as a cover sheet for the shareholder notifications, state information about repurchase offers in the annual report to shareholders, adopt and review written procedures concerning liquidity, and file copies of sales literature.

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 253 110 0 0 143 0
Annual Time Burden (Hours) 2,898 1,260 0 0 1,638 0
Annual Cost Burden (Dollars) 689,000 0 0 0 689,000 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/01/2001


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