Information Collection

Rule 17a-4(b)(10); Records to be Preserved by Certain Exchange Members, Brokers and Dealers

IC 35277 under ICR 200106-3235-013 · OMB 3235-0506.

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Information Collection (IC) Details

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IC Title:	Rule 17a-4(b)(10); Records to be Preserved by Certain Exchange Members, Brokers and Dealers	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 105	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	105	11	94
Annual IC Time Burden (Hours)	315	33	282
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.