OMB control number
Rule 17a-4(b)(11); Records to be preserved by certain exchange members, brokers and dealers.
OMB 3235-0506 · SEC.
OMB 3235-0506
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 2010 17a-4(b)(11)- Justification.doc | Supporting Statement A |
 Rule 17a-4(b)(11); Records to be preserved by certain exchange members, brokers and dealers. |
Information collection |
All Historical Document Collections
| Reference | Filing | Received | Concluded | Action |
|---|---|---|---|---|
| 201011-3235-003 | Extension without change of a currently approved collection | 2011-01-31 | Approved without change | |
| 200709-3235-009 | Revision of a currently approved collection | 2007-11-27 | Approved without change | |
| 200409-3235-004 | Extension without change of a currently approved collection | 2004-09-13 | Approved without change | |
| 200106-3235-013 | Extension without change of a currently approved collection | 2001-06-19 | Approved without change | |
| 200003-3235-048 | No material or nonsubstantive change to a currently approved collection | 2000-03-21 | Approved without change | |
| 199804-3235-005 | New collection (Request for a new OMB Control Number) | 1998-04-29 | Approved without change |