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Rule 17a-4(b)(11); Records to be preserved by certain exchange members, brokers and dealers.

IC 35278 under ICR 201011-3235-003 · OMB 3235-0506.

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Rule 17a-4(b)(11); Records to be preserved by certain exchange members, brokers and dealers. 240-449
 
No Modified
 
Mandatory
 
17 CFR 240.17a-4(b)(11)

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

105 0
   
Private Sector Businesses or other for-profits
 
   0 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 105 0 0 0 0 105
Annual IC Time Burden (Hours) 3,150 0 0 2,835 0 315
Annual IC Cost Burden (Dollars) 0 0 0 -28,350 0 28,350

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