Form BD-N. Form for notice of registration as a broker-dealer for the purpose of trading security futures products pursuant to Section 15(b)(11) of the Securities Exchange Act of 1934.

ICR 200109-3235-001

OMB: 3235-0556

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0556 200109-3235-001
Historical Active
SEC
Form BD-N. Form for notice of registration as a broker-dealer for the purpose of trading security futures products pursuant to Section 15(b)(11) of the Securities Exchange Act of 1934.
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 10/19/2001
Retrieve Notice of Action (NOA) 09/17/2001
  Inventory as of this Action Requested Previously Approved
11/30/2004 11/30/2004
1,399 0 0
761 0 0
0 0 0

Futures commission merchants and introducing brokers registered with the Commodity Futures Trading Commission will use Form BD-N to notice register with the Commission to become Security Futures Product Broker-Dealers.

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1,399 0 0 1,399 0 0
Annual Time Burden (Hours) 761 0 0 761 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/17/2001


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