Statement of Purpose for an Extension of Credit Secured by Margin

ICR 200111-7100-009

OMB: 7100-0018

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
ICR Details
7100-0018 200111-7100-009
Historical Active 199904-7100-007
FRS
Statement of Purpose for an Extension of Credit Secured by Margin
No material or nonsubstantive change to a currently approved collection   No
Delegated
Approved without change 11/28/2001
Retrieve Notice of Action (NOA) 11/28/2001
  Inventory as of this Action Requested Previously Approved
04/30/2002 04/30/2002 04/30/2002
10,000 0 16,200
1,700 0 2,754
0 0 0

The Securities Exchange Act of 1934 authorizes the Federal Reserve to regulate securities credit issued by banks, brokers and dealers, and other lenders. The FR-G-3 is a recordkeeping requirement for lenders other than banks or brokers and dealers to document the purpose of their loans secured by margin stock.

None
None


No

1
IC Title Form No. Form Name
Statement of Purpose for an Extension of Credit Secured by Margin FR-G-3

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 10,000 16,200 0 0 -6,200 0
Annual Time Burden (Hours) 1,700 2,754 0 0 -1,054 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
11/28/2001


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