Rule 27d-1 (17 CFR 270.27d-1) under the Investment Company Act of 1940, "Reserve Requirements for Principal Underwriters and Depositors to Carry Out the Obligations to Refund Charges

ICR 200205-3235-001

OMB: 3235-0560

Federal Form Document

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ICR Details
3235-0560 200205-3235-001
Historical Active
SEC
Rule 27d-1 (17 CFR 270.27d-1) under the Investment Company Act of 1940, "Reserve Requirements for Principal Underwriters and Depositors to Carry Out the Obligations to Refund Charges
Existing collection in use without an OMB Control Number   No
Regular
Approved without change 07/01/2002
Retrieve Notice of Action (NOA) 05/01/2002
  Inventory as of this Action Requested Previously Approved
07/31/2005 07/31/2005
1 0 0
6 0 0
1,000 0 0

Rule 27d-1 requires the distributor or principal underwriter to an investment company that issues periodic payment plan certificates to establish segregated trust accounts and to file Form N-27D-1 to provide assurance that refund requests by certificate holders can be honored.

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1 0 0 1 0 0
Annual Time Burden (Hours) 6 0 0 6 0 0
Annual Cost Burden (Dollars) 1,000 0 0 1,000 0 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
05/01/2002


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