Information Collection

Notice Registration as a Futures Commission Merchant or Introducing Broker for Certain Securities Brokers or Dealers

IC 42245 under ICR 200206-3038-003 · OMB 3038-0023.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0023 can be found here:

Documents and Forms

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Information Collection (IC) Details

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IC Title:	Notice Registration as a Futures Commission Merchant or Introducing Broker for Certain Securities Brokers or Dealers	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Voluntary

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Available Electronically?	Can Be Submitted Electronically?
Form	3R	No	No
Form	8T	No	No
Form	8R	No	No
Form	7R	No	No
Form	7W	No	No
Form	8W	No	No

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 56,684	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Previously Approved
Annual Number of Responses for this IC	59,934	59,934
Annual IC Time Burden (Hours)	8,339	8,339
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.