Rule 204-2 Under the Investment Advisers Act of 1940 [17 CFR 275. 204-2]

ICR 200209-3235-009

OMB: 3235-0278

Federal Form Document

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IC Document Collections
ICR Details
3235-0278 200209-3235-009
Historical Active 200004-3235-005
SEC
Rule 204-2 Under the Investment Advisers Act of 1940 [17 CFR 275. 204-2]
Revision of a currently approved collection   No
Regular
Approved without change 11/19/2002
Retrieve Notice of Action (NOA) 09/25/2002
  Inventory as of this Action Requested Previously Approved
11/30/2005 11/30/2005 06/30/2003
7,687 0 8,100
1,625,638 0 1,582,293
11,301,000 0 11,000,000

Rule 206(4)-6 under the Investment Advisers Act of 1940 sets forth the books and records that registered investment advisers must maintain and preserve.

None
None


No

1
IC Title Form No. Form Name
Rule 204-2 Under the Investment Advisers Act of 1940 [17 CFR 275. 204-2]

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 7,687 8,100 0 -1,182 769 0
Annual Time Burden (Hours) 1,625,638 1,582,293 0 124,060 -80,715 0
Annual Cost Burden (Dollars) 11,301,000 11,000,000 0 862,000 -561,000 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/25/2002


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