Temporary Exemption of Substituted or Additional Securities--Rule 12a-5 (17 CFR 240.12a-5) and Form 26 (17 CFR 249.26)

ICR 200301-3235-002

OMB: 3235-0079

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0079 200301-3235-002
Historical Active 200001-3235-013
SEC
Temporary Exemption of Substituted or Additional Securities--Rule 12a-5 (17 CFR 240.12a-5) and Form 26 (17 CFR 249.26)
Extension without change of a currently approved collection   No
Regular
Approved without change 04/23/2003
Retrieve Notice of Action (NOA) 01/08/2003
  Inventory as of this Action Requested Previously Approved
04/30/2006 04/30/2006 04/30/2003
40 0 40
13 0 13
0 0 0

Rule 12a-5 permits certain temporary exemptions from the general requirement that transactions cannot be effected on a national securities exchange unless the security is registered on that exchange. Form 26 is used by an exchange to notify the Commission of its use of the exemption provided by Rule 12a-5.

None
None


No

1
IC Title Form No. Form Name
Temporary Exemption of Substituted or Additional Securities--Rule 12a-5 (17 CFR 240.12a-5) and Form 26 (17 CFR 249.26) 483

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 40 40 0 0 0 0
Annual Time Burden (Hours) 13 13 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/08/2003


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