Rule 15c2-8, 17 CFR 240.15c2-8 Delivery of Prospectus

ICR 200303-3235-009

OMB: 3235-0481

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
IC ID
Document
Title
Status
35216
Migrated
ICR Details
3235-0481 200303-3235-009
Historical Active 199912-3235-001
SEC
Rule 15c2-8, 17 CFR 240.15c2-8 Delivery of Prospectus
Extension without change of a currently approved collection   No
Regular
Approved without change 04/23/2003
Retrieve Notice of Action (NOA) 03/20/2003
  Inventory as of this Action Requested Previously Approved
05/31/2006 05/31/2006 04/30/2003
580 0 2,400
10,600 0 50,000
0 0 0

Rule 15c2-8 requires delivery of a preliminary prospectus to persons expected to receive a confirmation 48 hours prior to sending such confirmation. The rule also requires dissemination of prospectuses to selling group members and others who make a request.

None
None


No

1
IC Title Form No. Form Name
Rule 15c2-8, 17 CFR 240.15c2-8 Delivery of Prospectus

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 580 2,400 0 0 -1,820 0
Annual Time Burden (Hours) 10,600 50,000 0 0 -39,400 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
03/20/2003


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