Rule 17a-8; Financial Recordkeeping and Reporting of Currency and Foreign Transactions

ICR 200303-3235-012

OMB: 3235-0092

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
ICR Details
3235-0092 200303-3235-012
Historical Active 200003-3235-001
SEC
Rule 17a-8; Financial Recordkeeping and Reporting of Currency and Foreign Transactions
Extension without change of a currently approved collection   No
Regular
Approved without change 07/16/2003
Retrieve Notice of Action (NOA) 03/20/2003
  Inventory as of this Action Requested Previously Approved
07/31/2006 07/31/2006 07/31/2003
1 0 1
1 0 1
0 0 0

Rule 17a-8, which took effect in 1982, requires brokers and dealers to make and keep certain reports and records concerning currency and monetary instrument transactions. The requirements allow the Commission to ensure that brokers and dealers are in compliance with the Currency and Foreign Transactions Reporting Act of 1970 and with the Department of the Treasury regulations promulgated thereunder.

None
None


No

1
IC Title Form No. Form Name
Rule 17a-8; Financial Recordkeeping and Reporting of Currency and Foreign Transactions

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1 1 0 0 0 0
Annual Time Burden (Hours) 1 1 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
03/20/2003


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