Requirements for reporting and inquiry with respect to missing, lost, counterfeit, or stolen securities. (17 CFR 240.17f-1(b))

ICR 200308-3235-010

OMB: 3235-0032

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0032 200308-3235-010
Historical Active 200006-3235-015
SEC
Requirements for reporting and inquiry with respect to missing, lost, counterfeit, or stolen securities. (17 CFR 240.17f-1(b))
Extension without change of a currently approved collection   No
Regular
Approved without change 12/02/2003
Retrieve Notice of Action (NOA) 08/19/2003
  Inventory as of this Action Requested Previously Approved
12/31/2006 12/31/2006 12/31/2003
1,000 0 1,150
500 0 575
0 0 0

Rule 17f-1(b) requires approximately 26,000 entities in the securities industry to register in the Lost and Stolen Securities Program. Registration fulfills a statutory requirement that entities report and inquire about missing, lost, counterfeit, or stolen securities. Registration also allows entities in the securities industry access to a confidential database that stores information for the Lost and Stolen Securities Program

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1,000 1,150 0 0 -150 0
Annual Time Burden (Hours) 500 575 0 0 -75 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
08/19/2003


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