OMB control number
Exchange Act Rule 17f-1(b) - Requirements for reporting and inquiry with respect to missing, lost, stolen, or counterfeit securities (17 CFR 240.17f-1(b))
OMB 3235-0032 · SEC.
OMB 3235-0032
Rule 17f-1(b) requires approximately 9,500 entities in the securities industry to register in the Lost and Stolen Securities Program. Registration fulfills a statutory requirement that entities report and inquire about missing, lost, counterfeit, or stolen securities. Registration also allows entities in the securities industry access to a confidential database that stores information for the Lost and Stolen Securities Program
The latest form for Exchange Act Rule 17f-1(b) - Requirements for reporting and inquiry with respect to missing, lost, stolen, or counterfeit securities (17 CFR 240.17f-1(b)) expires 2028-01-31 and is listed under ICR 202409-3235-016.
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 89 FR 95300 (OMB 3235–0032).pdf | Supplementary Document |
| 89 FR 95300 (OMB 3235–0032).pdf | Supplementary Document |
| 89 FR 77565 (OMB 3235–0032).pdf | Supplementary Document |
| 89 FR 77565 (OMB 3235–0032).pdf | Supplementary Document |
| 2024 Rule 17f-1(b) Supporting Statement.pdf | Supporting Statement A |
| 2024 Rule 17f-1(b) Supporting Statement.pdf | Supporting Statement A |
 Requirements for reporting and inquiry with respect to missing, lost, counterfeit, or stolen securities. (17 CFR 240.17f-1(b)) |
Information collection |