Exchange Act Rule 17f-1(b) – Requirements for reporting and inquiry with respect to missing, lost, stolen, or counterfeit securities (17 CFR 240.17f-1(b))

OMB 3235-0032

OMB 3235-0032

Rule 17f-1(b) requires approximately 26,000 entities in the securities industry to register in the Lost and Stolen Securities Program. Registration fulfills a statutory requirement that entities report and inquire about missing, lost, counterfeit, or stolen securities. Registration also allows entities in the securities industry access to a confidential database that stores information for the Lost and Stolen Securities Program

The latest form for Exchange Act Rule 17f-1(b) – Requirements for reporting and inquiry with respect to missing, lost, stolen, or counterfeit securities (17 CFR 240.17f-1(b)) expires 2022-02-28 and can be found here.

All Historical Document Collections

© 2021 OMB.report | Privacy Policy