REGISTRATION OR REPORTING INSTITUTIONS IN THE LOST AND STOLEN SECURITIES PROGRAM -- 17 CFR SECTION 140.17F-1(B)

ICR 199409-3235-004

OMB: 3235-0032

Federal Form Document

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Document
Name
Status
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ICR Details
3235-0032 199409-3235-004
Historical Active 199110-3235-009
SEC
REGISTRATION OR REPORTING INSTITUTIONS IN THE LOST AND STOLEN SECURITIES PROGRAM -- 17 CFR SECTION 140.17F-1(B)
Extension without change of a currently approved collection   No
Regular
Approved without change 10/12/1994
Retrieve Notice of Action (NOA) 09/01/1994
  Inventory as of this Action Requested Previously Approved
10/31/1997 10/31/1997 12/31/1994
600 0 600
300 0 300
0 0 0

THE RULE REQUIRES APPROXIMATELY 19,000 ENTITIES IN THE SECURITIES INDUSTRY TO REGISTER IN THE LOST AND STOLEN SECURITIES PROGRAM TO OBTAIN ACCESS TO A CONFIDENTIAL DATA BASE THAT FULFILLS A STATUTORY REQUIREMENT THAT THE ENTITIES REPORT AND INQUIRE ABOUT MISSING, LOST, STOLEN, OR COUNTERFEIT SECURITIES. REGISTRATION IS NECESSARY TO DETERMINE COMPLIANCE WITH RULE 17F-1.

None
None


No

1
IC Title Form No. Form Name
REGISTRATION OR REPORTING INSTITUTIONS IN THE LOST AND STOLEN SECURITIES PROGRAM -- 17 CFR SECTION 140.17F-1(B)

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 600 600 0 0 0 0
Annual Time Burden (Hours) 300 300 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/01/1994


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