(MA)-Securities Exchange Act Disclosure Rules (12 CFR 11)

ICR 200309-1557-001

OMB: 1557-0106

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
IC ID
Document
Title
Status
20026
Migrated
ICR Details
1557-0106 200309-1557-001
Historical Active 200307-1557-001
TREAS/OCC
(MA)-Securities Exchange Act Disclosure Rules (12 CFR 11)
Revision of a currently approved collection   No
Regular
Approved without change 10/30/2003
Retrieve Notice of Action (NOA) 09/25/2003
  Inventory as of this Action Requested Previously Approved
10/31/2006 10/31/2006 06/30/2006
331 0 331
3,060 0 3,055
0 0 0

12 CFR Part 11 requires national banks to file SEC forms concerning their securities transactions with the OCC. The OCC needs the information to ensuree compliance with Federal law. Investors, depositors, and the public use the information to make informed investment decisions.

None
None


No

1
IC Title Form No. Form Name
(MA)-Securities Exchange Act Disclosure Rules (12 CFR 11)

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 331 331 0 0 0 0
Annual Time Burden (Hours) 3,060 3,055 0 0 5 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/25/2003


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