Rule 17i-5 (17 CFR 240.17i-5): Record Creation, Maintenance, and Access Requirements for Supervised Investment Bank Holding Companies.

ICR 200310-3235-033

OMB: 3235-0590

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ICR Details
3235-0590 200310-3235-033
Historical Active
SEC
Rule 17i-5 (17 CFR 240.17i-5): Record Creation, Maintenance, and Access Requirements for Supervised Investment Bank Holding Companies.
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 01/07/2004
Retrieve Notice of Action (NOA) 10/30/2003
  Inventory as of this Action Requested Previously Approved
01/31/2007 01/31/2007
6 0 0
1,982 0 0
8,250,000 0 0

Proposed Rule 17i-5 would require that an SIBHC create and maintain certain records for at least three years.

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 6 0 0 6 0 0
Annual Time Burden (Hours) 1,982 0 0 1,982 0 0
Annual Cost Burden (Dollars) 8,250,000 0 0 8,250,000 0 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
10/30/2003


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