Information Collection

Prohibited Transaction Exemption 75-1 -- Broker-Dealers, Reporting Dealers, Banks Engaging in Securities Transactions

IC 13419 under ICR 200401-1210-003 · OMB 1210-0092.

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Information Collection (IC) Details

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IC Title:	Prohibited Transaction Exemption 75-1 -- Broker-Dealers, Reporting Dealers, Banks Engaging in Securities Transactions	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 10,600	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	10,600	-31,400	42,000
Annual IC Time Burden (Hours)	883	-2,617	3,500
Annual IC Cost Burden (Dollars)	0	0	0

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