OMB.report

Federal forms, ICRs, and supporting documents

OMB control number

Prohibited Transaction Class Exemption 75-1, Security Transactions with Broker-Dealers, Reporting Dealers, and Banks

OMB 1210-0092 ยท DOL/EBSA.

OMB 1210-0092

This class exemption from the prohibited transaction provisions of ERISA permits certain banks, registered broker-dealers, and reporting dealers in government securities who are parties in interest to employee benefit plans to engage in specified kinds of securities transactions with the plans.

The latest form for Prohibited Transaction Class Exemption 75-1, Security Transactions with Broker-Dealers, Reporting Dealers, and Banks expires 2027-05-31 and is listed under ICR 202403-1210-003.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
1210-0092 PTE 75-1 Supporting Statement 03.28.24.docxSupporting Statement A
Prohibited Transaction Class Exemption 75-1 Security Transactions with Broker-Dealers, Reporting Dealers and Banks Other-PTE 1975-1

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202403-1210-003 Revision of a currently approved collection 2024-04-25 Approved without change
202308-1210-008 Revision of a currently approved collection 2023-11-03 Comment filed on proposed rule and continue
202202-1210-007 Extension without change of a currently approved collection 2022-06-28 Approved without change
201906-1210-005 Revision of a currently approved collection 2019-06-27 Approved without change
201603-1210-006 Revision of a currently approved collection 2016-04-08 Approved without change
201411-1210-003 Revision of a currently approved collection 2015-04-20 Comment filed on proposed rule and continue
201304-1210-003 Extension without change of a currently approved collection 2013-05-25 Approved without change
201004-1210-001 Extension without change of a currently approved collection 2010-04-21 Approved without change
200611-1210-002 Extension without change of a currently approved collection 2007-02-22 Approved without change
200401-1210-003 Extension without change of a currently approved collection 2004-01-23 Approved without change
200012-1210-002 Extension without change of a currently approved collection 2000-12-22 Approved without change
199710-1210-001 Revision of a currently approved collection 1997-10-06 Approved without change
199506-1210-018 New collection (Request for a new OMB Control Number) 1995-06-30 Approved without change