Prohibited Transaction Exemption 75-1- Broker-Dealers, Reporting Dealers, Banks Engaging in Securities Transactions

ICR 200012-1210-002

OMB: 1210-0092

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
1210-0092 200012-1210-002
Historical Active 199710-1210-001
DOL/EBSA
Prohibited Transaction Exemption 75-1- Broker-Dealers, Reporting Dealers, Banks Engaging in Securities Transactions
Extension without change of a currently approved collection   No
Regular
Approved without change 01/23/2001
Retrieve Notice of Action (NOA) 12/22/2000
  Inventory as of this Action Requested Previously Approved
03/31/2004 03/31/2004 01/31/2001
42,000 0 750
3,500 0 1
0 0 0

This Class Exemption for the prohibited transaction provisions of ERISA permits banks, registered broker-dealers and reporting dealers in Government Securities who are parties in interest to engage in certain kinds of securities transactins with plans.

None
None


No

1
IC Title Form No. Form Name
Prohibited Transaction Exemption 75-1- Broker-Dealers, Reporting Dealers, Banks Engaging in Securities Transactions

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 42,000 750 0 0 41,250 0
Annual Time Burden (Hours) 3,500 1 0 0 3,499 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
12/22/2000


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