Rule 3-Exemption of Certain Banks Form U-3A3-1-Statement by Bank Claiming Exemption

ICR 200402-3235-013

OMB: 3235-0160

Federal Form Document

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Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
ICR Details
3235-0160 200402-3235-013
Historical Active 200009-3235-002
SEC
Rule 3-Exemption of Certain Banks Form U-3A3-1-Statement by Bank Claiming Exemption
Extension without change of a currently approved collection   No
Regular
Approved without change 03/18/2004
Retrieve Notice of Action (NOA) 02/12/2004
  Inventory as of this Action Requested Previously Approved
03/31/2007 03/31/2007 03/31/2004
5 0 5
10 0 10
0 0 0

Rule 3 authorizes a bank that is a public utility holding company to claim an exemption from regulation under the Public Utility Holding Company Act of 1935 by filing an annual statement filed on Form U-3A3-1.

None
None


No

1
IC Title Form No. Form Name
Rule 3-Exemption of Certain Banks Form U-3A3-1-Statement by Bank Claiming Exemption SEC-1835

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 5 5 0 0 0 0
Annual Time Burden (Hours) 10 10 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
02/12/2004


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