Form U-1 (17 CFR 259.101), Application or Declaration under Public Utility Holding Company Act of 1935

ICR 200403-3235-013

OMB: 3235-0125

Federal Form Document

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Name
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ICR Details
3235-0125 200403-3235-013
Historical Active 200102-3235-006
SEC
Form U-1 (17 CFR 259.101), Application or Declaration under Public Utility Holding Company Act of 1935
Extension without change of a currently approved collection   No
Regular
Approved without change 05/18/2004
Retrieve Notice of Action (NOA) 03/16/2004
  Inventory as of this Action Requested Previously Approved
05/31/2007 05/31/2007 05/31/2004
111 0 123
24,753 0 27,437
0 0 18,000

Rule 20(c)(17 CFR 250.20(c)) implements section 20 of the Public Utility Holding Company Act of 1935 by requiring registered holding companies and their subsidiaries to file Form U-1 for authority from transactions, subject to sections 6, 7, 9, 10 and 12 of the Act

None
None


No

1
IC Title Form No. Form Name
Form U-1 (17 CFR 259.101), Application or Declaration under Public Utility Holding Company Act of 1935 1476

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 111 123 0 0 -12 0
Annual Time Burden (Hours) 24,753 27,437 0 0 -2,684 0
Annual Cost Burden (Dollars) 0 18,000 0 0 -18,000 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
03/16/2004


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