Rule 19h-1 - Notices by Self-Regulatory Organizations of Proposed Admission to or Continuance in Membership or Participation or Association with a Member of any Person Suject to a Statutory

ICR 200406-3235-002

OMB: 3235-0259

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0259 200406-3235-002
Historical Active 200106-3235-011
SEC
Rule 19h-1 - Notices by Self-Regulatory Organizations of Proposed Admission to or Continuance in Membership or Participation or Association with a Member of any Person Suject to a Statutory
Extension without change of a currently approved collection   No
Regular
Approved without change 07/01/2004
Retrieve Notice of Action (NOA) 06/01/2004
  Inventory as of this Action Requested Previously Approved
07/31/2007 07/31/2007 07/31/2004
25 0 50
200 0 225
0 0 0

Rule 19h-1 under the Securities Exchange Act prescribes the form and content of notices and applications by self-regulatory organizations regarding proposed admissions to, or continuances in, membership, participation of association with a member of any person subject to a statutory disqualification.

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 25 50 0 0 -25 0
Annual Time Burden (Hours) 200 225 0 0 -25 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/01/2004


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