Notice Claiming Status as an Exempt Transfer Agent

ICR 200406-7100-006

OMB: 7100-0137

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
IC ID
Document
Title
Status
36175 Migrated
ICR Details
7100-0137 200406-7100-006
Historical Active 200402-7100-006
FRS
Notice Claiming Status as an Exempt Transfer Agent
Extension without change of a currently approved collection   No
Delegated
Approved without change 06/18/2004
Retrieve Notice of Action (NOA) 06/18/2004
  Inventory as of this Action Requested Previously Approved
06/30/2007 06/30/2007 08/31/2004
3 0 3
6 0 6
0 0 0

Banks, bank holding companies, and trust companies subject to the Federal Reserve's supervision that are low-volume transfer agents voluntarily file the notice on occasion with the Federal Reserve. The purpose of the notice, which is effective until the agent withdraws it, is to claim exemption from certain rules and regulations of the Securities and Exchange Commission (SEC).

None
None


No

1
IC Title Form No. Form Name
Notice Claiming Status as an Exempt Transfer Agent FR-4013

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 3 3 0 0 0 0
Annual Time Burden (Hours) 6 6 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/18/2004


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