Regulation A (Forms 1-A and 2-A): Regulation A- Small Issuer exemption from registration under the Securities Act and its attendant forms. Form 1-A-Regulation A offering statement and

ICR 200409-3235-002

OMB: 3235-0286

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0286 200409-3235-002
Historical Active 200109-3235-002
SEC
Regulation A (Forms 1-A and 2-A): Regulation A- Small Issuer exemption from registration under the Securities Act and its attendant forms. Form 1-A-Regulation A offering statement and
Extension without change of a currently approved collection   No
Regular
Approved without change 11/29/2004
Retrieve Notice of Action (NOA) 09/13/2004
  Inventory as of this Action Requested Previously Approved
11/30/2007 11/30/2007 11/30/2004
165 0 186
76,849 0 86,630
7,685,000 0 5,053,000

Regulation A provides an exemption from registration under the Securities Act for certain limited securities offerings by issuers who do not otherwise file reports with the Commission. Form 1-A is an offering statement filed under Regulation A and Form 2-A is used to report sales and use of proceeds in Regulation A offerings.

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 165 186 0 0 -21 0
Annual Time Burden (Hours) 76,849 86,630 0 0 -9,781 0
Annual Cost Burden (Dollars) 7,685,000 5,053,000 0 0 2,632,000 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/13/2004


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