Rule 6h-1 Under the Securities Exchange Act of 1934

ICR 200409-3235-007

OMB: 3235-0555

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
IC ID
Document
Title
Status
35384
Migrated
ICR Details
3235-0555 200409-3235-007
Historical Active 200108-3235-013
SEC
Rule 6h-1 Under the Securities Exchange Act of 1934
Extension without change of a currently approved collection   No
Regular
Approved without change 11/29/2004
Retrieve Notice of Action (NOA) 09/23/2004
  Inventory as of this Action Requested Previously Approved
11/30/2007 11/30/2007 11/30/2004
17 0 17
170 0 170
0 0 0

Rule 6h-1 requires national securities exchanges and national securities associations that trade security futures products to: (1) require cash-settled security futures products to settle based on an opening price rather than a closing price and (2) require the exchange or association to halt trading in a security futures product for as long as trading in the underlying securi- ty, or trading in 30% of the underlying securities, is halted on the listing market.

None
None


No

1
IC Title Form No. Form Name
Rule 6h-1 Under the Securities Exchange Act of 1934

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 17 17 0 0 0 0
Annual Time Burden (Hours) 170 170 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/23/2004


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