Rule 17i-6 (17 CFR 240.17i-6): Reporting Requirements for Supervised Investment Bank Holding Companies.

ICR 200504-3235-003

OMB: 3235-0588

Federal Form Document

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Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0588 200504-3235-003
Historical Active 200406-3235-019
SEC
Rule 17i-6 (17 CFR 240.17i-6): Reporting Requirements for Supervised Investment Bank Holding Companies.
No material or nonsubstantive change to a currently approved collection   No
Regular
Approved without change 04/19/2005
Retrieve Notice of Action (NOA) 04/19/2005
  Inventory as of this Action Requested Previously Approved
01/31/2007 01/31/2007 01/31/2007
39 0 39
1,080 0 1,080
4,125,000 0 4,125,000,000

Proposed Rule 17i-6 would require that an SIBHC file certain monthly and quarterly reports and an annual audit report.

None
None


No

1
IC Title Form No. Form Name
Rule 17i-6 (17 CFR 240.17i-6): Reporting Requirements for Supervised Investment Bank Holding Companies.

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 39 39 0 0 0 0
Annual Time Burden (Hours) 1,080 1,080 0 0 0 0
Annual Cost Burden (Dollars) 4,125,000 4,125,000,000 0 0 -4,120,875,000 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/19/2005


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