Information Collection

Recordkeeping and Confirmation Requirements for Securities Transactions

IC 19981 under ICR 200507-1550-002 · OMB 1550-0109.

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Information Collection (IC) Details

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IC Title:	Recordkeeping and Confirmation Requirements for Securities Transactions	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 880	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	880	-127	1,007
Annual IC Time Burden (Hours)	4,400	-6,677	11,077
Annual IC Cost Burden (Dollars)	132,000	-661,000	793,000

Documents for IC

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.