Recordkeeping and Confirmation Requirements for Securities Transactions

ICR 200810-1550-005

OMB: 1550-0109

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2008-10-20
IC Document Collections
ICR Details
1550-0109 200810-1550-005
Historical Active 200507-1550-002
TREAS/OTS
Recordkeeping and Confirmation Requirements for Securities Transactions
Extension without change of a currently approved collection   No
Regular
Approved without change 11/23/2008
Retrieve Notice of Action (NOA) 10/22/2008
  Inventory as of this Action Requested Previously Approved
11/30/2011 36 Months From Approved 11/30/2008
829 0 880
4,235 0 4,400
127,049 0 132,000

To govern the recordkeeping and confirmation requirements for savings associations that effect securities transactions.

None
None

Not associated with rulemaking

  73 FR 161 08/19/2008
73 FR 205 10/22/2008
No

1
IC Title Form No. Form Name
Recordkeeping and Confirmation Requirements for Securities Transactions

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 829 880 0 0 -51 0
Annual Time Burden (Hours) 4,235 4,400 0 0 -165 0
Annual Cost Burden (Dollars) 127,049 132,000 0 -1 -4,950 0
No
No
OTS is citing a decrease in the burden due to the reduction in the overall number of respondents per year and the number of respondents who would need to write new polices.

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected
Judi McCormick 202 906-5636

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
10/22/2008


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