Regulation 14C (Commission Rules 14c-1 through 14c-7 and Schedule 14C)

ICR 200601-3235-009

OMB: 3235-0057

Federal Form Document

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Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
ICR Details
3235-0057 200601-3235-009
Historical Active 200403-3235-020
SEC
Regulation 14C (Commission Rules 14c-1 through 14c-7 and Schedule 14C)
Revision of a currently approved collection   No
Regular
Approved without change 05/24/2006
Retrieve Notice of Action (NOA) 01/31/2006
This approval is associated with SEC proposed rule under 3235-AJ47, release nos. 34-52926; IC-27182.
  Inventory as of this Action Requested Previously Approved
05/31/2009 05/31/2009 03/31/2007
680 0 446
42,917 0 27,647
4,293,000 0 2,765,000

Regulation 14C specifies the information to be described in information statements to security holders of companies registered under Section 12 of the Securities Exchange Act of 1934 or registered under the Investment Company Act of 1940 to enable them to make informed voting decisions.

None
None


No

1
IC Title Form No. Form Name
Regulation 14C (Commission Rules 14c-1 through 14c-7 and Schedule 14C) SEC-733A

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 680 446 0 12 222 0
Annual Time Burden (Hours) 42,917 27,647 0 765 14,505 0
Annual Cost Burden (Dollars) 4,293,000 2,765,000 0 77,000 1,451,000 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/31/2006


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