Anti-money Laundering Program for Unregistered Investment Companies

ICR 200605-1506-004

OMB: 1506-0028

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
ICR Details
1506-0028 200605-1506-004
Historical Active 200209-1506-001
TREAS/FINCEN
Anti-money Laundering Program for Unregistered Investment Companies
Extension without change of a currently approved collection   No
Regular
Approved without change 07/03/2006
Retrieve Notice of Action (NOA) 05/03/2006
  Inventory as of this Action Requested Previously Approved
07/31/2009 07/31/2009 06/30/2006
5,000 0 5,000
2 0 2
0 0 0

This proposed rule would require unregistered investment companies to establish and maintain anti-money laundering programs. A copy of the written program would have to be maintained for five years. These companies would also be required to file notices with us, identifying themselves and providing related basic information. See 31 CFR 103.132

None
None


No

1
IC Title Form No. Form Name
Anti-money Laundering Program for Unregistered Investment Companies

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 5,000 5,000 0 0 0 0
Annual Time Burden (Hours) 2 2 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
05/03/2006


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