Report of Changes in Organizational Structure: Report of Changes in FBO Organizational Structure; Supplement to the Report of Changes in Organizational Structure

Forms and Documents

Document Name	Status
Form FR-Y-10S Report of Changes in Organizational Structure: Report of Changes in FBO Organizational Structure; Supplement to the Report of Changes in Organizational Structure Form and Instruction	Modified
FRY10_10F_10S_20060719_83c.pdf Justification for No Material/Nonsubstantive Change	2006-08-17

IC Document Collections

IC ID	Document Title	Status
36348	Report of Changes in Organizational Structure: Report of Changes in FBO Organizational Structure; Supplement to the Report of Changes in Organizational Structure Form and Instruction	Modified

ICR Details

OMB Control No: 7100-0297	ICR Reference No: 200608-7100-004
Status: Historical Active	Previous ICR Reference No: 200512-7100-003
Agency/Subagency: FRS	Agency Tracking No:
Title: Report of Changes in Organizational Structure: Report of Changes in FBO Organizational Structure; Supplement to the Report of Changes in Organizational Structure
Type of Information Collection: No material or nonsubstantive change to a currently approved collection	Common Form ICR:  No
Type of Review Request: Delegated
OIRA Conclusion Action: Approved without change	Conclusion Date: 08/21/2006
	Date Received in OIRA: 08/21/2006
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	03/31/2007	03/31/2007	03/31/2007
Responses	13,596	0	19,106
Time Burden (Hours)	12,494	0	18,004
Cost Burden (Dollars)	0	0	0

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Abstract: The FR Y-10 is a report filed by top-tier domestic bank holding companies (BHCs), including financial holding companies (FHCs), and state member banks unaffiliated with a BHC or FHC, to capture changes in their regulated investments and activities. The FR Y-10F is a report filed by foreign banking organizations (FBOs), including financial holding companies (FHCs), to capture changes in their regulated investments and activities. The FR Y-105 is a supplement filed by respondents of the FR Y-10 and FR Y-10F to report SEC registration status and CUSIP numbers associated with pubicly-issued debt or equity.

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Authorizing Statute(s): None

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments

Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Report of Changes in Organizational Structure: Report of Changes in FBO Organizational Structure; Supplement to the Report of Changes in Organizational Structure	FR Y-10, FR-Y-10F, FR-Y-10S	Supplement to the Report of Changes in Organizational ,   Report of Changes in FBO Organizational Structure ,   Report of Changes in Organizational Structure

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	13,596	19,106	0	0	-5,510	0
Annual Time Burden (Hours)	12,494	18,004	0	0	-5,510	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: Decrease in burden hours reflects the completion of a one-time data collection associated with the FR Y-10S in December 2005.

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? Uncollected

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Uncollected

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? Uncollected

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 08/21/2006

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